-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LeLaUDYLqXGyC50XNZedV5/KnByPkJCQlBX9z6DOtwZSPjD9RGBom34DHJYveBqy t66qIMqCRpYOJcToINqpuw== 0000899140-97-000183.txt : 19970222 0000899140-97-000183.hdr.sgml : 19970222 ACCESSION NUMBER: 0000899140-97-000183 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970213 SROS: NYSE GROUP MEMBERS: MARSHALL S. COGAN GROUP MEMBERS: TRACE AUTO HOLDINGS, INC. GROUP MEMBERS: TRACE INTERNATIONAL HOLDINGS INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED AUTO GROUP INC CENTRAL INDEX KEY: 0001019849 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 223086739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49667 FILM NUMBER: 97530938 BUSINESS ADDRESS: STREET 1: 375 PARK AVE STREET 2: 22ND FL CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2122233300 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: 22ND FL CITY: NEW YORK STATE: NY ZIP: 10152 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRACE INTERNATIONAL HOLDINGS INC CENTRAL INDEX KEY: 0001033338 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 SC 13G 1 SCHEDULE 13G ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per response.....14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.______)* United Auto Group, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Voting Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 909440 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Trace International Holdings, Inc. I.D. # - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,531,156 shares of Voting Common Stock REPORTING ---------------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER -0- ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,531,156 shares of Voting Common Stock ---------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,531,156 shares of Voting Common Stock - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 21.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 SCHEDULE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Trace Auto Holdings, Inc. I.D. # - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 3,531,156 shares of Voting Common Stock REPORTING ---------------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER -0- ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,531,156 shares of Voting Common Stock ---------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,531,156 shares of Voting Common Stock - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 21.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 SCHEDULE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Marshall S. Cogan I.D. # - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF -0- SHARES ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH -0- REPORTING ---------------------------------------------------------- PERSON WITH 7 SOLE DISPOSITIVE POWER -0- ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- ---------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*[X] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 Item 1. (a) Name of Issuer: United Auto Group, Inc. (b) Address of Issuer's Principal Executive Offices: 375 Park Avenue, 22nd Floor, New York, New York 10152 Item 2. (a) Name of Person Filing: This statement is filed by and on behalf of (a) Trace International Holdings, Inc. ("TIHI"); (b) Trace Auto Holdings, Inc. ("Trace Auto"); and (c) Marshall S. Cogan. (b) Address of Principal Business Office or, if none, Residence: The business address of each of the foregoing is 375 Avenue, 11th Floor, New York, New York, 10152 (c) Citizenship: TIHI and Trace Auto are Delaware corporations. Mr. Cogan is a citizen of the United States. (d) Title of Class of Securities: Voting Common Stock (e) CUSIP Number: 909440 Item 3. Not applicable. Item 4. Ownership. (a) Amount Beneficially Owned: 3,531,156 Shares (b) Percent of Class: 21.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 3,531,156 Shares 6 (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: 3,531,156 Shares Marshall S. Cogan is the principal stockholder, Chairman of the Board and Chief Executive Officer of TIHI, which is the sole stockholder of Trace Auto. Mr. Cogan, by virtue of his relationship with TIHI, may be deemed to own beneficially (as that term is defined in Rule 13d-3) the 3,531,156 shares of Voting Common Stock beneficially owned, directly or indirectly, by TIHI and Trace Auto. Mr. Cogan disclaims beneficial ownership of such shares. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TRACE INTERNATIONAL HOLDINGS, INC. By: /s/ Philip N. Smith, Jr. ------------------------- February 13, 1997 Philip N. Smith, Jr., Senior Vice President, Secretary and General Counsel TRACE AUTO HOLDINGS, INC. By: /s/ Philip N. Smith, Jr. ------------------------ February 13, 1997 Philip N. Smith, Jr., Vice President, Secretary and General Counsel /s/ Marshall S. Cogan --------------------- February 13, 1997 Marshall S. Cogan 8 EXHIBIT INDEX ------------- Exhibit No. Description - ----------- ----------- 1 Joint Filing Agreement, dated February 13, 1997, among the signatories to this Schedule 13G. EX-99 2 JOINT FILING AGREEMENT JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(f)(1) --------------------------------------------------- The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent it knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument. Dated: February 13, 1997 TRACE INTERNATIONAL HOLDINGS, INC. By: /s/ Philip N. Smith, Jr. ------------------------ Philip N. Smith, Jr. Senior Vice President, Secretary and General Counsel TRACE AUTO HOLDINGS, INC. By: /s/ Philip N. Smith, Jr. ----------------------- Philip N. Smith, Jr. Vice President, Secretary and General Counsel /s/ Marshall S. Cogan --------------------- Marshall S. Cogan -----END PRIVACY-ENHANCED MESSAGE-----